UCC Filing Forms

Below are the National UCC filing forms recommended under Revised Article 9 and its 2010 amendments. We made these nationally-approved forms, as well as the older forms accepted by New York, available for your use in filing preparation and submission. If you have questions about the appropriate form to use or any filing requirements, please reference our Form Acceptance Guide, Contact Us online or call our Lien Services team at 800-345-4647.

(Note: To save the form to your computer, right-click on a link and choose ‘Save Target As…’)

National UCC Filing Forms (New) – Not accepted in New York:

Forms for use in New York:

UCC1 Forms (Rev. 5/22/02)

National UCC Financing Statement (Form UCC1)
National UCC Financing Statement Addendum (Form UCC1Ad)
National UCC Financing Statement Additional Party (Form UCC1AP)

UCC3 Forms (Rev. 5/22/02)

National UCC Financing Statement Amendment (Form UCC3)
National UCC Financing Statement Amendment Addendum (Form UCC3Ad)
National UCC Financing Statement Amendment Additional Party (Form UCC3AP)

UCC5 Form (Rev. 5/22/02)

National UCC Information Statement (Form UCC5)

UCC Filing Forms

National UCC Filing Forms (New) – Not accepted in New York:

UCC1 Forms (Rev. 7/1/23)

UCC3 Forms (Rev. 7/1/23)

UCC5 Form (Rev. 7/1/23)

UCC1 Forms (Rev. 4/20/11)

UCC3 Forms (Rev. 4/20/11)

UCC5 Form (Rev. 4/20/11)

Forms for use in New York:

UCC1 Forms (Rev. 5/22/02)

UCC3 Forms (Rev. 5/22/02)

UCC5 Form (Rev. 5/22/02)